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Paul Stadfeld

15 Years of Experience
Boca Raton, FL
2 DisclosuresBrokerSells Insurance

Paul Stadfeld is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Boca Raton, FL, with 15 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

902 Clint Moore Rd, Ste 228, Boca Raton, FL, 33487-2828

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Settled
Criminal
October 1999
Final Disposition
Other Business ActivitiesSells Insurance

Paul may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual. He also owns a portion of Cutter, Riegel & Stadfeld and Black Creek Crypto LLC, and is the full owner of Shepstad, Inc., which takes about half of his time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2012 - Present · 13 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
July 2010 - Present · 15 yrs 10 mos
State Registrations26 states
AZCACOCTDEFLILINMAMDMENCNHNJNVNYOHORPARISCTNTXVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.