MM
CFA
MM
CFA

Michael Macauley

16 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Michael Macauley is a CFA-designated registered investment advisor, based in Los Angeles, CA, with 16 years of industry experience.

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Michael is an advisor at Independent RIA SEIA, LLC, and a partner/shareholder at TML Advisors LLC. He also owns Macauley Holdings LLC, handling bookkeeping, accounts, payroll, and taxes, and receives renewals on old insurance policies placed prior to joining SEIA/Royal Alliance, dedicating minimal time to this.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
April 2015 - November 2018 · 3 yrs 7 mos
Northwestern Mutual Investment Services,llc
January 2012 - April 2015 · 3 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
January 2010 - April 2015 · 5 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Macauley - Financial Advisor | TrueAdvisor