CFP

Samuel Baez

16 Years of Experience

Broker

Samuel Baez is a CFP-designated registered investment advisor at Key Financial, INC., based in West Chester, PA, with 16 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,155 clients with $2.5B in assets under management.

Key Financial, INC.

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10 advisors

Number of Clients

2,155 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$2.5B

Fee Structure

Minimum Investment:$500K

Planning is included in investment management

KFI offers investment management as part of its ongoing financial planning and asset monitoring services. Here's how the fees work for discretionary accounts:

$100,000 – $250,000: 1.50% per year
$250,001 – $500,000: 1.20% per year
$500,001 - $1,000,000: 1.00% per year
$1,000,001 - $1,500,000: 0.90% per year
$1,500,001 - $2,000,000: 0.85% per year
$2,000,001 - $2,500,000: 0.75% per year
$2,500,001 - $5,000,000: 0.65% per year
$5,000,001 and Above: 0.50% per year

For non-discretionary accounts, the fees are:

$100,000 – $250,000: 1.75% per year
$250,001 – $500,000: 1.45% per year
$500,001 - $1,000,000: 1.25% per year
$1,000,001 - $1,500,000: 1.15% per year
$1,500,001 - $2,000,000: 1.10% per year
$2,000,001 - $2,500,000: 1.00% per year
$2,500,001 - $5,000,000: 0.90% per year
$5,000,001 and Above: 0.75% per year

KFI generally requires a $500,000 minimum to manage your investments, but this may be waived.

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Location

1045A Andrew Drive, West Chester, PA, 19380

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Key Financial, INC.

October 2013 - Present · 12 yrs 6 mos

Osaic Wealth, INC.Broker

February 2012 - Present · 14 yrs 2 mos

Previous Registrations

Edward Jones

December 2009 - November 2011 · 1 yr 11 mos

Edward JonesBroker

November 2009 - November 2011 · 2 yrs

State Registrations1 state

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.