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CFP
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CFP

Kevin Ralph

LPL Financial LLC
15 Years of Experience
Exton, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kevin Ralph is a CFP-designated registered investment advisor at LPL Financial LLC, based in Exton, PA, with 15 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 E. Uwchlan Avenue, Suite 302, Exton, PA, 19341

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History

Regulatory History (1)
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Criminal
August 2006
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kevin is a financial advisor with Secure Planning Group, LLC, Wealthcare Advisory Partners LLC, and LPL Financial LLC. He also sells non-variable insurance products, including fixed, life, disability income, long-term care, and health insurance, taking about half of his time.

Employment History
Current Registrations
LPL Financial LLC
October 2018 - Present · 8 yrs
Wealthcare Advisory Partners LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
LPL Financial LLC
January 2014 - July 2018 · 4 yrs 6 mos
Woodbury Financial Services, INC.
October 2013 - January 2014 · 3 mos
Woodbury Financial Services, INC.Broker
March 2012 - January 2014 · 1 yr 10 mos
New England SecuritiesBroker
December 2011 - March 2012 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
June 2011 - September 2011 · 3 mos
State Registrations12 states
CACODEFLINMDNCNJPASCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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