David Wachter
David Wachter is a registered investment advisor at MML Investors Services, LLC, based in Hickory, NC, with 16 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
42 3rd Street NW, Suite 913, Hickory, NC, 28601
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2022Other Business ActivitiesSells Insurance
David works as an independent pastor, providing pulpit supply and spiritual development, dedicating about 10-20% of his time. He also sells individual life, property/casualty, health, group life, group health, medicare supplements, group DI, dental, and vision insurance, spending minimal time on this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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