Roger Trinwith is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Los Angeles, CA, with 16 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Firm Size
IM Fee
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger is the President of VIP Barrington, the HOA/building property management board at his residence, since 2022. He attends quarterly virtual board meetings, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Neuberger Berman Bd LLC
Previous Registrations
Dimensional Fund Advisors LP
Dfa Securities LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Index Fund Advisors, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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