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Alexander Thompson

15 Years of Experience
West Palm Beach, FL
2 DisclosuresBroker

Alexander Thompson is a registered investment advisor at Smartx Advisory Solutions, based in West Palm Beach, FL, with 15 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 51 clients with $27B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
51 clients
Average Client Portfolio
$520.5M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)

SMArtX Advisory Solutions does not directly manage investments for individual investors. Instead, it provides a platform for financial advisors to manage their clients' money. SMArtX charges the advisor a platform fee, which typically ranges from 0.05% to 0.70% per year, based on the value of the assets in the account. There is also a Model Fee, ranging from 0.00% to 2.00% annually, which is paid to the Model Manager. SMArtX retains a portion of the Model Fee for administering the Model, ranging between 0.00% and 0.50% per annum.

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Location

105 S. Narcissus Avenue, Suite 701, West Palm Beach, FL, 33401

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History

Regulatory History (2)
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Criminal
October 2007
Final Disposition
Criminal
November 2000
Final Disposition
Other Business Activities

Alexander is employed by Hedgeco Networks and its investment-related entities, including roles as Director of Operations and Director of Product Development. He works Monday-Friday, dedicating about 50% of his time to these activities.

Employment History
Current Registrations
Smartx Advisory Solutions
November 2018 - Present · 7 yrs 6 mos
Hedgeco Securities, LLC
April 2010 - Present · 16 yrs 1 mo
Hedgeco Securities, LLCBroker
April 2010 - Present · 16 yrs 1 mo
Previous Registrations
Smartx Advisory Solutions
April 2015 - December 2019 · 4 yrs 8 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.