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Ashlee Willis

Ameriprise Financial Services, LLC
12 Years of Experience
Hamilton, OH
12 DisclosuresBroker
View SEC Summary
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Ashlee Willis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hamilton, OH, with 12 years of industry experience. Ashlee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Hamilton, OH

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History

Regulatory History (12)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2018
Final
Financial
October 2018
Final
Financial
October 2018
Final
Financial
October 2018
Final
Financial
August 2017
Final
Financial
July 2017
Final
Financial
July 2017
Final
Financial
June 2017
Final
Financial
April 2017
Final
Financial
April 2017
Final
Financial
February 2017
Final
Employment Separation After Allegations
January 2015
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ashlee will be working as a poll worker for the Butler County Board of Elections for two days in 2024, dedicating minimal time. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2024 - Present · 2 yrs
Ameriprise Financial Services, LLCBroker
October 2024 - Present · 2 yrs
Ameriprise Financial Services, LLC
October 2024 - Present · 2 yrs
Previous Registrations
Ameriprise Financial Services, LLC
September 2023 - November 2023 · 2 mos
Ameriprise Financial Services, LLCBroker
September 2023 - November 2023 · 2 mos
Horter Investment Management, LLC
August 2022 - July 2023 · 11 mos
Ameriprise Financial Services, LLCBroker
June 2021 - August 2022 · 1 yr 2 mos
Ameriprise Financial Services, LLC
June 2021 - August 2022 · 1 yr 2 mos
Securian Financial Services, INC.
May 2019 - April 2020 · 11 mos
Securian Financial Services, INC.Broker
April 2019 - April 2020 · 1 yr
Edward Jones
April 2015 - February 2018 · 2 yrs 10 mos
Edward JonesBroker
April 2015 - February 2018 · 2 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - February 2015 · 2 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2012 - February 2015 · 2 yrs 4 mos
Chase Investment Services CORP.
January 2012 - October 2012 · 9 mos
Chase Investment Services CORP.Broker
February 2010 - October 2012 · 2 yrs 8 mos
State Registrations3 states
FLOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Ashlee Willis - Financial Advisor | TrueAdvisor