MB
CFP
MB
CFP
Mark Buckley
15 Years of Experience
Troy, MI
1 DisclosureBroker
Mark Buckley is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Troy, MI, with 15 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
201 W Big Beaver Rd, Ste 930, Troy, MI, 48084
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
March 2020Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2022 - Present · 4 yrs
Northwestern Mutual Investment Services,llc
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Mainstay Capital Management, LLC
July 2020 - April 2022 · 1 yr 9 mos
Fidelity Personal and Workplace Advisors
July 2018 - April 2020 · 1 yr 9 mos
Strategic Advisers LLC
March 2012 - July 2018 · 6 yrs 4 mos
Fidelity Brokerage Services LLCBroker
February 2012 - April 2020 · 8 yrs 2 mos
Securian Financial Services, INC.
August 2010 - December 2011 · 1 yr 4 mos
Securian Financial Services, INC.Broker
June 2010 - December 2011 · 1 yr 6 mos
State Registrations7 states
CAFLILMIOHTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.