Penny Houseman
Penny Houseman is a registered investment advisor at The Kocen Financial Group, INC., based in Rancho Mirage, CA, with 6 years of industry experience. Penny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, Insurance Planning, Investment Management, and 3 more. Their firm serves 222 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiated between 0.8% and 1% per year, with most accounts at 1%. Accounts over $2 million are subject to further negotiation. Alternative investments are charged at 1.5%.
Fee Estimator
Location
35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA, 92270-1767
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Kocen Financial Group, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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