Peter Metcalf
Peter Metcalf is a CFP-designated registered investment advisor at LPL Financial LLC, based in South Portland, ME, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14 Gary Maietta Way, South Portland, ME, 04106
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Regulatory History (1)
Criminal
June 2008Other Business ActivitiesSells Insurance
Peter spends full-time selling non-variable insurance. He also provides investment advisory services through Independent Advisor Alliance, operating under several DBAs, dedicating full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLC
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.