TrueAdvisor
TrueAdvisor
DC
DC

Daniel Conti

Voya Investment Management CO. LLC
16 Years of Experience
Mount Pleasant, WI
Broker
View SEC Summary
View SEC Summary

Daniel Conti is a registered investment advisor at Voya Investment Management CO. LLC, based in Mount Pleasant, WI, with 16 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Real Estate Investing. Their firm serves 566 clients with $270B in assets under management.

Voya Investment Management CO. LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
54 advisors
Number of Clients
566 clients
Average Client Portfolio
$485.8M average
Assets Under Management
$274.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard fees range from 0.10% to 1.00% depending on the asset class and strategy (Equity: 0.15% to 0.90%; Fixed Income: 0.10% to 1.00%; Multi-asset: 0.15% to 1.00%; Wrap programs: 0.125% to 1.00%). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Mount Pleasant, WI

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Daniel is involved in several outside business activities. He sells golf equipment online, is a board member for a children's non-profit, and owns Benji Homes LLC to purchase and sell residential property; each activity requires minimal time.

Employment History
Current Registrations
Voya Investments Distributor, LLC
May 2016 - Present · 10 yrs 5 mos
Voya Investment Management CO. LLC
May 2016 - Present · 10 yrs 5 mos
Voya Investments Distributor, LLCBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Wells Fargo Funds Distributor, LLCBroker
October 2014 - May 2016 · 1 yr 7 mos
Wells Fargo Funds Management, LLC
October 2014 - December 2014 · 2 mos
Packerland Brokerage Services, INC.
December 2013 - October 2014 · 10 mos
Packerland Brokerage Services, INC.Broker
December 2013 - October 2014 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - December 2013 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - December 2013 · 1 yr 8 mos
Edward JonesBroker
February 2012 - March 2012 · 1 mo
New England SecuritiesBroker
April 2010 - February 2012 · 1 yr 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Mount Pleasant, WI →All financial advisors in Wisconsin →