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Douglas Ducker

14 Years of Experience
Sells Insurance

Douglas Ducker is a registered investment advisor at Omega Wealth Private Capital LLC, based in Cincinnati, OH, with 14 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 197 clients with $49M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
197 clients
Average Client Portfolio
$249K average
Assets Under Management
$49.0M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)

Omega Wealth Private Capital's annual investment management fee ranges from 0.25% to 2.00% of the value of your portfolio. The fee is calculated based on the daily average value of your assets and is billed monthly. The exact fee is negotiable and depends on the size of your account and the complexity of your financial situation. This fee includes the firm's advisory fee, the platform fee paid to the sub-advisor, and the portfolio model manager fee, if applicable.

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Location

7870 E. Kemper Road, #430, Cincinnati, OH, 45249

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas is an insurance producer, dedicating nearly full-time hours to this investment-related activity since February 2025.

Employment History
Current Registrations
Omega Wealth Private Capital LLC
February 2025 - Present · 1 yr 2 mos
Previous Registrations
Golden Reserve Retirement, LLC
February 2024 - November 2024 · 9 mos
VALIC Financial Advisors, INC.
June 2022 - December 2023 · 1 yr 6 mos
VALIC Financial Advisors, INC.Broker
June 2022 - December 2023 · 1 yr 6 mos
Fidelity Personal and Workplace Advisors
July 2018 - March 2022 · 3 yrs 8 mos
Strategic Advisers LLC
February 2015 - July 2018 · 3 yrs 5 mos
Fidelity Brokerage Services LLCBroker
June 2014 - March 2022 · 7 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - February 2014 · 1 yr 4 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
State Registrations3 states
INKYOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.