Steven Heinowitz
Steven Heinowitz is a registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N. Rocky Point Drive, Suite 1000, Tampa, FL, 33607
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2016Judgment / Lien
March 2010Judgment / Lien
October 2006Other Business ActivitiesSells Insurance
Steven has a personal LLC for tax purposes since April 2022. Since April 2023, he has also worked as an investment advisor representative with Herold Advisors, Inc. (nearly full-time) and as an insurance agent with Herold Insurance Agency, Inc. (a few hours per week).
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Herold & Lantern Investments, INC.Broker
Herold Advisors, INC.
Quint Capital Management
Quint Capital CorporationBroker
Wellington Shields & CO., LLC
Wellington Shields & CO., LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Morgan Stanley
Morgan StanleyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.