James Mahan
James Mahan is a registered investment advisor at South Texas Capital Advisors, LLC, based in New Braunfels, TX, with 14 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management. Their firm serves 27 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
South Texas Capital Advisors charges a percentage of the amount you invest. The exact fee is negotiable, but it will not exceed 2.50% or be less than 1.00% per year. Fees are charged quarterly, in advance, based on the ending balance of the previous quarter.
Location
1259 Tx-337 Loop #300, New Braunfels, TX, 78130
Get directionsHistory
Regulatory History (2)
Regulatory
July 2016Customer Dispute
September 2015Other Business Activities
James is a Managing Member of NB Capital LLC since 2016 and a Manager of Solms Landing Development LLC since 2017, dedicating about 10-20% of his time to the latter. He also owns and manages several real estate related entities, spending minimal time on each.
Employment History
Current Registrations
South Texas Capital Advisors, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Chase Investment Services CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.