LR
LR
Luis Rivadeneira
25 Years of Experience
Stamford, CT
2 DisclosuresBroker
Luis Rivadeneira is a registered investment advisor at Morgan Stanley, based in Stamford, CT, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
4 Landmark Square, 2nd Floor, Stamford, CT, 06901
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010Denied
Customer Dispute
October 2008Denied
Other Business Activities
Luis is involved with the Huntington Community First Aid Squad in a medical and administrative capacity. He spends minimal time outside of business hours on this activity.
Employment History
Current Registrations
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
May 2007 - April 2021 · 13 yrs 11 mos
Citigroup Global Markets INC.Broker
May 2007 - April 2021 · 13 yrs 11 mos
Citicorp Investment Services
December 2004 - May 2007 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
December 2003 - May 2007 · 3 yrs 5 mos
Dreyfus Service Corporation
October 2003 - December 2003 · 2 mos
Dreyfus Service CorporationBroker
August 2002 - December 2003 · 1 yr 4 mos
Metropolitan Life Insurance CompanyBroker
December 2001 - May 2002 · 5 mos
Metlife Securities INC.Broker
December 2001 - May 2002 · 5 mos
Murphy & DurieuBroker
May 2000 - October 2001 · 1 yr 5 mos
State Registrations15 states
CACOCTDCFLGAHIMDNCNHNJNYORTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.