Joshua Walters
Joshua Walters is a CFP-designated registered investment advisor at Voya Financial Advisors, INC., based in Arlington Heights, IL, with 14 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 16,336 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.75% |
| $500K - $1.0M | 2.50% |
| $1.0M - $2.0M | 2.35% |
| $2.0M - $5.0M | 2.10% |
| $5.0M - $10.0M | 2.05% |
| $10M+ | 2.00% |
Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.
Fee Estimator
Location
Arlington Heights, IL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Nadler Financial Group, INC.
Ausdal Financial Partners, INC.Broker
Calamos Wealth Management LLC
Calamos Financial Services LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Waddell & Reed
Waddell & ReedBroker
Cibc Private Wealth Advisors, INC.
Cibc World Markets CORP.Broker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Daniel Smyczynski, CFPAusdal Financial Partners, INC.
- John Lancaster, CFP, ChFCAusdal Financial Partners, INC.
- Nicholas Bova, CFP&partners
- Bradley Walton, CFP, PFS
- Patrick Mcgough, CFAGeometric Wealth Advisors, LLC
- Marvin Reinglass, CFP, PFS