William Lynch
William Lynch is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Birmingham, AL, with 13 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
800 Shades Creek Parkway, Suites 750 & 775, Birmingham, AL, 35209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is the Director of Community Service for the Birmingham Sunrise Rotary Club, dedicating a few hours per week. He also serves on the Board of Directors for the Breast Cancer Research Foundation of Alabama, spending minimal time per month on fundraising and events.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sterne, Agee & Leach, INC.Broker
State Registrations25 states
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