AW
AW

Andrew Brian Watkins

14 Years of Experience
Broker
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
216 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

Denver, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew works as a Team Lead and IAR for Principal Advised Services, offering investment advice to retirement plan participants. This is a full-time role.

Employment History
Current Registrations
Principal Advised Services
January 2025 - Present · 1 yr 1 mo
Principal Securities, INC.Broker
April 2021 - Present · 4 yrs 10 mos
Principal Securities, INC.
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2014 - April 2021 · 6 yrs 4 mos
Ameritas Investment CORP.Broker
January 2012 - July 2014 · 2 yrs 6 mos
First Investors CorporationBroker
August 2010 - January 2012 · 1 yr 5 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.