MA
MA

Matthew Anderson

13 Years of Experience
Milwaukee, WI
Broker

Matthew Anderson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 13 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2021 - Present · 5 yrs
Previous Registrations
TD Ameritrade Investment Management, LLC
March 2020 - January 2021 · 10 mos
TD Ameritrade, INC.
March 2020 - December 2020 · 9 mos
TD Ameritrade, INC.Broker
March 2020 - December 2020 · 9 mos
Principal Securities, INC.Broker
July 2019 - March 2020 · 8 mos
Principal Securities, INC.
June 2019 - March 2020 · 9 mos
Strategic Advisers, INC.
January 2013 - July 2017 · 4 yrs 6 mos
Fidelity Brokerage Services LLCBroker
January 2013 - July 2017 · 4 yrs 6 mos
Edward Jones
August 2010 - December 2012 · 2 yrs 4 mos
Edward JonesBroker
July 2010 - December 2012 · 2 yrs 5 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.