Joshua Chapin
Joshua Chapin is a registered investment advisor at Emerson Equity LLC, based in Corona Del Mar, CA, with 15 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).
Fee Estimator
Location
Corona Del Mar, CA
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2026Customer Dispute
April 2026Customer Dispute
December 2025Customer Dispute
December 2025Customer Dispute
September 2025Customer Dispute
September 2025Other Business ActivitiesSells Insurance
Joshua is the owner of Breakwater Capital, LLC, where he makes investment decisions and tracks investments, dedicating minimal time. He is also the President of Breakwater Capital (formerly JC Financial Strategies), an S-Corp used to market securities and insurance products, dedicating full-time hours to this role.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Parkland Securities, LLCBroker
Spc
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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