SP
SP

Sung Pyon

14 Years of Experience
Minneapolis, MN
Broker

Sung Pyon is a registered investment advisor at Thrivent Investment Management INC., based in Minneapolis, MN, with 14 years of industry experience. Sung operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

600 Portland Ave S, Msc 7100, Minneapolis, MN, 55415

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sung owns Grillsimply.com, a blog website about grilling and smoking, which he maintains for about an hour per week. This activity is not investment-related.

Employment History
Current Registrations
Thrivent Investment Management INC.
November 2023 - Present · 2 yrs 6 mos
Thrivent Investment Management INC.
November 2023 - Present · 2 yrs 6 mos
Thrivent Investment Management INC.Broker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
March 2023 - August 2023 · 5 mos
E*trade Capital Management, LLC
June 2019 - August 2023 · 4 yrs 2 mos
E*trade Securities LLCBroker
June 2019 - August 2023 · 4 yrs 2 mos
TD Ameritrade, INC.Broker
August 2016 - June 2019 · 2 yrs 10 mos
TD Ameritrade, INC.
August 2016 - June 2019 · 2 yrs 10 mos
TD Ameritrade Investment Management, LLC
August 2016 - June 2019 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2015 - March 2016 · 11 mos
MML Investors Services, LLC
April 2013 - April 2015 · 2 yrs
MML Investors Services, LLCBroker
April 2013 - April 2015 · 2 yrs
Northwestern Mutual Investment Services,llc
November 2011 - March 2013 · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
March 2011 - March 2013 · 2 yrs
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.