Dane Brockman is a CFP-designated registered investment advisor at The Wealth Consulting Group, based in La Jolla, CA, with 16 years of industry experience. Dane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 12,940 clients with $6.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual fee is 2.50% of assets under management. Fees are negotiable based on account size, complexity, and services required, and vary by representative and platform.
Fee Estimator
Location
4275 Executive Square Suite 1000, La Jolla, CA, 92037
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dane provides investment advisory services through WCG Wealth Advisors, LLC, dedicating full-time hours to this activity. He also spends about a quarter of his time as an IAR with WCG Wealth Advisors, LLC and minimal time on referrals through Redwitz Inc.
Employment History
Current Registrations
The Wealth Consulting Group
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
1st Global Advisors INC
1st Global Capital CORP.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
LPL Financial Corporation
LPL Financial CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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