MT
CFP
MT
CFP

Mark Thompson

13 Years of Experience
Red Bank, NJ
Broker

Mark Thompson is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 13 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

331 Newman Springs Road, Building 1, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark has ownership stakes in MKThompson LLC and Marinus Financial LLC, both investment-related. He dedicates minimal time to each venture.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs
Wells Fargo Advisors
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2019 - May 2023 · 3 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
September 2019 - May 2023 · 3 yrs 8 mos
Pinebridge Securities LLCBroker
July 2014 - June 2019 · 4 yrs 11 mos
Morgan Stanley
January 2014 - June 2014 · 5 mos
Morgan StanleyBroker
May 2012 - June 2014 · 2 yrs 1 mo
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Thompson - Financial Advisor | TrueAdvisor