EH
EH
Eric Henry
16 Years of Experience
St Cloud, MN
1 DisclosureBroker
Eric Henry is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 16 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
400 1st St S Ste 300, St Cloud, MN, 56301
Get directionsHistory
Regulatory History (1)
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Criminal
October 2009Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2023 - Present · 3 yrs
Cetera Investment Services LLCBroker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLCBroker
March 2013 - June 2023 · 10 yrs 3 mos
Cetera Advisors LLCBroker
March 2013 - June 2023 · 10 yrs 3 mos
Cetera Financial Specialists LLCBroker
March 2013 - June 2023 · 10 yrs 3 mos
Financial Network Investment CorporationBroker
February 2011 - December 2011 · 10 mos
Multi-Financial Securities CorporationBroker
February 2011 - December 2011 · 10 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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