Anh Nguyen
Anh Nguyen is a CFA, CFP-designated registered investment advisor at MML Investors Services, LLC, based in Ft Lauderdale, FL, with 14 years of industry experience. Anh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1000 Corporate Dr, Suite 700, Radice Iii, Ft Lauderdale, FL, 33334-3637
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Regulatory History (1)
Customer Dispute
March 2023Other Business ActivitiesSells Insurance
Anh is the owner of AV Wealth Group LLC, created for tax purposes, and spends minimal time on it. Anh also works as an insurance agent selling life, disability, long-term care, and fixed annuities insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.