James S Colleary

Npa Asset Management, LLC

14 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Npa Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

52 advisors

Number of Clients

2,855 clients

Average Client Portfolio

$354K average

Assets Under Management

$1.0B

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

August 2024

Final

View Full SEC Report How to Read Disclosures

Other Business Activities

James is dually registered with NPA Asset Management (RIA) and Nationwide Planning Associates Inc. (affiliated B/D) since 2014.

Employment History

Current Registrations

Npa Asset Management, LLC

January 2018 - Present · 8 yrs 1 mo

Nationwide Planning Associates INC.Broker

December 2010 - Present · 15 yrs 2 mos

Previous Registrations

Npa Asset Management, LLC

September 2014 - December 2017 · 3 yrs 3 mos

Abramenko & Company, INC.Broker

December 2011 - April 2015 · 3 yrs 4 mos

State Registrations7 states

ARHIMANDNJSDVT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.