Brett Banks
Brett Banks is a registered investment advisor at LPL Enterprise, LLC, based in Overland Park, KS, with 15 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
9900 W. 109th Street, Suite 120, Overland Park, KS, 66210
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Regulatory History (1)
Customer Dispute
October 2014Other Business ActivitiesSells Insurance
Brett receives profit share from a former real estate investment since 2006. He also receives trails off of old annuities, which are treated as an outside approved business, since 2022; both activities require minimal time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Vicus Capital, INC.
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Waterfront Wealth INC.
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.