Margaret Swords
Margaret Swords is a registered investment advisor at LPL Enterprise, LLC, based in Overland Park, KS, with 10 years of industry experience. Margaret is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
9900 W. 109th Street, Suite 120, Overland Park, KS, 66210
Get directionsHistory
Regulatory History (1)
Financial
November 2016Other Business Activities
Margaret works as a relationship manager for Broker Source, providing additional products and services, dedicating minimal time. She also operates Sandler Financial Solutions LLC as a DBA for her LPL business, which is nearly a full-time commitment.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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