Dov Katz is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, Purchase, NY, 10577-2530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
December 2024 - Present · 1 yr 5 mos
Morgan Stanley
December 2024 - Present · 1 yr 5 mos
Morgan Stanley
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Valley Wealth Managers, INC.
July 2023 - December 2024 · 1 yr 5 mos
Valley Financial Management, INC.
June 2023 - July 2023 · 1 mo
Valley Financial Management, INC.
June 2017 - December 2022 · 5 yrs 6 mos
Valley Financial Management, INC.Broker
May 2017 - December 2024 · 7 yrs 7 mos
Ef Legacy Securities, LLCBroker
September 2016 - May 2017 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
May 2012 - April 2016 · 3 yrs 11 mos
Mbsc Securities CorporationBroker
March 2011 - March 2012 · 1 yr
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.