Neil Marks
Neil Marks is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Colorado Springs, CO, with 14 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6745 Rangewood Dr. Ste 200, Colorado Springs, CO, 80918
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neil is a registered representative for Prime Financial Strategies Inc. and an advisory representative for Oria Prime Financial Strategies, Inc., dedicating full-time hours to these roles. He also works as an insurance agent selling life, disability, and long-term care insurance, and serves as treasurer for the Pikes Peak Library District Foundation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Prime Financial Strategies, INC.
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations24 states
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