AW
AW
Allen Woodard
15 Years of Experience
Spearfish, SD
2 Disclosures
Allen Woodard is a registered investment advisor at Northern Monarch Capital LLC, based in Spearfish, SD, with 15 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
The fee schedule is fixed, meaning all assets are charged the same annual fee of 1.25%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Spearfish, SD
Get directionsHistory
Regulatory History (2)
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Regulatory
April 2025Final
Regulatory
March 2025Final
Employment History
Current Registrations
Northern Monarch Capital LLC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Sabin Investment Management, INC.
November 2010 - November 2024 · 14 yrs
State Registrations3 states
CASDWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.