Carlos Salmon
Carlos Salmon is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Farmington, CT, with 11 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1053 Farmington Ave.,, Farmington, CT, 06032
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Regulatory History (1)
Employment Separation After Allegations
August 2017Other Business ActivitiesSells Insurance
Carlos sells fixed insurance with various companies since 2012, dedicating a few hours per week. He is also an elected board member for Hebrew Senior Care, spending minimal time on their finance committee, and a managing member of Kyros Consulting, spending a few hours per week on tennis lessons, speaking engagements, and general consulting. Additionally, Carlos works as a financial advisor for Wooster Square Advisors, LLC and under the DBA Carlos Salmon, dedicating nearly full-time hours to providing financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cic Wealth, LLC
Stratos Wealth Advisors LLC
MML Investors Services, LLCBroker
Key Investment Services LLC
Key Investment Services LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Mf Global INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.