CP
CP
Calla Poulos
12 Years of Experience
Vernon, CT
1 DisclosureBroker
Calla Poulos is a registered investment advisor at Cetera Investment Advisers LLC, based in Vernon, CT, with 12 years of industry experience. Calla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Vernon, CT
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Regulatory History (1)
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Criminal
February 2009Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
August 2021 - June 2023 · 1 yr 10 mos
Voya Financial Advisors, INC.Broker
September 2016 - June 2021 · 4 yrs 9 mos
MML Investors Services, LLCBroker
February 2011 - October 2013 · 2 yrs 8 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.