Kaitlin Schwartz is a CFP-designated registered investment advisor, based in Aurora, CO, with 13 years of industry experience.
Location
Aurora, CO
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Empower Advisory Group, LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Thrivent Investment Management INC.Broker
April 2019 - January 2023 · 3 yrs 9 mos
Thrivent Investment Management INC.
April 2019 - January 2023 · 3 yrs 9 mos
Fidelity Personal and Workplace Advisors
July 2018 - March 2019 · 8 mos
Strategic Advisers LLC
June 2016 - July 2018 · 2 yrs 1 mo
Fidelity Brokerage Services LLCBroker
June 2016 - March 2019 · 2 yrs 9 mos
Thrivent Investment Management INC.
March 2011 - June 2016 · 5 yrs 3 mos
Thrivent Investment Management INC.Broker
March 2011 - June 2016 · 5 yrs 3 mos
State Registrations2 states
COKS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.