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Bentley London

Caldwell Advisors, LLC
15 Years of Experience
Brentwood, TN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Bentley London is a registered investment advisor at Caldwell Advisors, LLC, based in Brentwood, TN, with 15 years of industry experience. Bentley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 506 clients with $350M in assets under management.

Caldwell Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
506 clients
Average Client Portfolio
$694K average
Assets Under Management
$351.4M

Fee Structure

Minimum Investment:$750K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.75%
$1.0M - $5.0M2.00%
$5M+1.25%

Fees may be negotiable under certain circumstances, but will never exceed 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5210 Maryland Way, Ste 202, Brentwood, TN, 37027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bentley owns and operates a beef cattle farm, dedicating a few hours per week to it. He also operates Caldwell Advisors as a DBA for his LPL business and is an IAR for Caldwell Advisors, LLC, spending nearly full-time on these investment advisory services. Bentley also sells non-variable insurance through Dixon Wells, dedicating minimal time to it.

Employment History
Current Registrations
Caldwell Advisors, LLC
September 2018 - Present · 8 yrs 1 mo
LPL Financial LLCBroker
May 2011 - Present · 15 yrs 5 mos
Previous Registrations
LPL Financial LLC
April 2017 - January 2019 · 1 yr 9 mos
State Registrations15 states
ALARCAFLGAIAMOMSNJOHOKSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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