Walter Diaz is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2022Denied
Employment History
Current Registrations
Morgan Stanley
July 2022 - Present · 3 yrs 10 mos
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Citigroup Global Markets INC.
June 2021 - July 2022 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
January 2021 - July 2022 · 1 yr 6 mos
Citi International Financial Services LLCBroker
July 2017 - July 2021 · 4 yrs
Citi International Financial Services LLCBroker
December 2010 - June 2017 · 6 yrs 6 mos
State Registrations14 states
CACTDEFLGAILMANJNMNYORSDTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.