DC
DC

Dennis Cunningham

53 Years of Experience
Woodbury, NY
1 DisclosureBroker

Dennis Cunningham is a registered investment advisor at Wells Fargo Advisors, based in Woodbury, NY, with 53 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

88 Froehlich Farm Blvd, Woodbury, NY, 11797

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History

Regulatory History (1)
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Customer Dispute
December 2003
Closed-No Action
Employment History
Current Registrations
Wells Fargo Advisors
August 2021 - Present · 5 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities IncorporatedBroker
July 1987 - July 2003 · 16 yrs
E. F. Hutton & Company INCBroker
December 1977 - July 1987 · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1975 - January 1978 · 2 yrs 6 mos
Edwards & HanlyBroker
January 1973 - August 1975 · 2 yrs 7 mos
State Registrations21 states
AKAZCACOCTDEFLIAILMAMENCNJNVNYOHSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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