James Murphy
James Murphy is a registered investment advisor at Wells Fargo Advisors, based in Woodbury, NY, with 45 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
88 Froehlich Farm Blvd, Woodbury, NY, 11797
Get directionsHistory
Regulatory History (7)
Customer Dispute
July 2015Customer Dispute
April 2008Customer Dispute
April 1999Customer Dispute
December 1998Customer Dispute
March 1993Customer Dispute
July 1991Customer Dispute
August 1988Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
Lehman Brothers INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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