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Theo Zaferiou

Wells Fargo Advisors
33 Years of Experience
Woodbury, NY
1 DisclosureBroker
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Theo Zaferiou is a registered investment advisor at Wells Fargo Advisors, based in Woodbury, NY, with 33 years of industry experience. Theo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

88 Froehlich Farm Blvd, Woodbury, NY, 11797

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History

Regulatory History (1)
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Regulatory
October 2007
Final
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Employment History
Current Registrations
Wells Fargo Advisors
July 2021 - Present · 5 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
April 2000 - April 2007 · 7 yrs
Painewebber IncorporatedBroker
September 1994 - April 2000 · 5 yrs 7 mos
Kidder, Peabody & CO. IncorporatedBroker
February 1993 - September 1994 · 1 yr 7 mos
State Registrations33 states
AKALARAZCACOCTDCFLGAHIILMAMDMEMIMONCNHNJNVNYOHOKPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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