Adam Harris
Adam Harris is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Orlando, FL, with 15 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1000 Legion Pl Ste 1400, Orlando, FL, 32801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also works as a bookkeeper/manager for Steen and Harris Orthodontics for about 10-20% of his time and owns two legal entities, Bird's Nest Enterprise LLC and WDE Holdings, LLC, dedicating minimal time to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Steven Thagard, ChFCNorthwestern Mutual Investment Services,llc
- Sci Hsu, ChFCNorthwestern Mutual Investment Services,llc
- Drew Walters, ChFCNorthwestern Mutual Investment Services,llc
- Carmin VaccaroNorthwestern Mutual Investment Services,llc
- Jacob Carris, CFA, CFPJake Carris Financial Planning
- Yongze Shao, CFPSchwab Wealth Advisory, INC.