Ujjval Dave is a registered investment advisor at Ujjval Investments, LLC, based in Austin, TX, with 15 years of industry experience. Ujjval operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14 clients with $9.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ujjval Investments offers two fee options for investment management:
- Performance-based fee: No fixed fee, but charges 20% of returns exceeding a 6% annual hurdle rate. If the portfolio incurs a loss, no performance fee is charged, and eligibility is suspended until the portfolio recovers the loss.
- Flat fee: 1.39% annually based on the total portfolio value at the end of the year. New deposits of $50,000 or more have the fee waived for the first 90 days.
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Ujjval Investments, LLC
State Registrations1 state
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