KS
KS

Katherine Piscopo Stein

14 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
30 advisors
Number of Clients
2,794 clients
Average Client Portfolio
$460K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

725 Glen Cove Ave, Glen Head, NY, 11545

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katherine works as a tax preparer for KP Stein INC. DBA Moskowitz and Simmons during February, March, and April, dedicating a few hours per week. Effective 12/31/16, Katherine owns 100% of the company.

Employment History
Current Registrations
Tsa Management INC
January 2020 - Present · 6 yrs 1 mo
Halliday Financial, LLCBroker
July 2013 - Present · 12 yrs 7 mos
Previous Registrations
Tsa Management INC
May 2017 - December 2019 · 2 yrs 7 mos
New England SecuritiesBroker
May 2011 - July 2013 · 2 yrs 2 mos
AXA Advisors, LLCBroker
February 2011 - May 2011 · 3 mos
State Registrations12 states
ARCACTFLGAIAMANCNJNYTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Katherine Piscopo Stein - Financial Advisor | TrueAdvisor