Caiqin Li
Caiqin Li is a registered investment advisor at Galaxy Wealth Management, LLC, based in Parkland, FL, with 14 years of industry experience. Caiqin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.30% |
| $500K - $1.0M | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.30% |
Fees are generally negotiable.
Fee Estimator
Location
Parkland, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Caiqin is involved in several business activities. She is associated with Galaxy Wealth Management, LLC, and serves as President of Atlantic Financial Group, LLC, where she sells fixed annuities, fixed life, and health insurance. Caiqin also dedicates a few hours per week as a board member for CASEC, assisting with cultural events and fundraising.
Employment History
Current Registrations
Galaxy Wealth Management, LLC
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
Nylife Securities LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.