Albert Michael Gaudyn

Frost Investment Services

7 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching

Frost Investment Services

Compensation

Fee-Only (AUM)

Firm Size

178 advisors

Number of Clients

3,179 clients

Average Client Portfolio

$936K average

Assets Under Management

$3.0B

Fee Structure

Minimum Investment:$25K

Financial Planning:Included in AUM fee

Location

4301 W William Cannon Dr, Austin, TX, 78749

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Frost Investment Services

January 2025 - Present · 1 yr 1 mo

Frost Brokerage Services, INC.

September 2022 - Present · 3 yrs 5 mos

Frost Brokerage Services, INC.Broker

September 2022 - Present · 3 yrs 5 mos

Previous Registrations

J.P. Morgan Securities LLCBroker

July 2013 - August 2016 · 3 yrs 1 mo

Fifth Third Securities, INC.Broker

June 2012 - June 2013 · 1 yr

Waddell & Reed, INC.Broker

April 2011 - June 2011 · 2 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.