AG
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Albert Gaudyn

8 Years of Experience
Austin, TX
Broker

Albert Gaudyn is a registered investment advisor at Frost Investment Services, based in Austin, TX, with 8 years of industry experience. Albert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,656 clients with $3.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
162 advisors
IM Fee
Planning only
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5656 Bee Caves Rd, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Frost Investment Services
January 2025 - Present · 1 yr 9 mos
Frost Brokerage Services, INC.Broker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
July 2013 - August 2016 · 3 yrs 1 mo
Fifth Third Securities, INC.Broker
June 2012 - June 2013 · 1 yr
Waddell & Reed, INC.Broker
April 2011 - June 2011 · 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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