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Brian Jerold Whinnery

14 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

901 Marquette Ave Ste 1990, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian operates Hays Investment Advisors as a DBA for LPL business, dedicating full-time hours. He also provides investment advisory services through The Hays Financial Group, spending nearly full-time hours, and serves as a board member for World Archives, LLC, dedicating minimal time. Brian is also involved with Norgard Capital Partners for tax/investment purposes, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLC
April 2023 - Present · 2 yrs 10 mos
Hays Financial Group, LLC
May 2021 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
March 2016 - Present · 9 yrs 11 mos
Previous Registrations
Global Retirement Partners LLC
April 2016 - October 2021 · 5 yrs 6 mos
RBC Capital Markets, LLC
May 2011 - April 2016 · 4 yrs 11 mos
RBC Capital Markets, LLCBroker
March 2011 - April 2016 · 5 yrs 1 mo
State Registrations24 states
ARAZCACODCDEFLIAILINKSMAMNMONDNENYOKORPASDTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Jerold Whinnery - Financial Advisor | TrueAdvisor