James Williams is a CFP-designated registered investment advisor, based in Jacksonville, FL, with 15 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9995 Gate Parkway, Suite 300, Jacksonville, FL, 32246
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Regulatory History (1)
Criminal
December 2005Other Business Activities
James is the CEO of Coastal Oak Wealth Advisors, a marketing DBA for his firm, dedicating minimal time. He also serves on multiple non-profit boards and committees, including the Jacksonville Public Education Fund, the Museum of Science & History, Sanctuary on 8th Street, and The June Group, spending a few hours per week on each.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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