Alex Hackworthy is a registered investment advisor, based in St. Paul, MN, with 14 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold.
Location
St. Paul, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
January 2015 - Present · 11 yrs 9 mos
Transamerica Retirement Advisors, LLC
January 2015 - Present · 11 yrs 9 mos
Transamerica Investors Securities, LLC
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Transamerica Financial Advisors, INC.
December 2013 - December 2014 · 1 yr
Transamerica Financial Advisors, INCBroker
June 2013 - December 2014 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
April 2011 - November 2012 · 1 yr 7 mos
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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