TrueAdvisor
TrueAdvisor
AH
AH

Alex Alan Hackworthy

Transamerica Retirement Advisors, LLC
14 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Transamerica Retirement Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
285 advisors
Number of Clients
212,858 clients
Average Client Portfolio
$76K average
Assets Under Management
$16.2B

Fee Structure

Minimum Investment:$10K
Financial Planning:Included in AUM fee

Location

St. Paul, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Transamerica Investors Securities, LLC
January 2015 - Present · 11 yrs 1 mo
Transamerica Retirement Advisors, LLC
January 2015 - Present · 11 yrs 1 mo
Transamerica Investors Securities, LLCBroker
January 2015 - Present · 11 yrs 1 mo
Previous Registrations
Transamerica Financial Advisors, INC.
December 2013 - December 2014 · 1 yr
Transamerica Financial Advisors, INCBroker
June 2013 - December 2014 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
April 2011 - November 2012 · 1 yr 7 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.