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Aaron Rottenstein

14 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
9200 advisors
Number of Clients
1,134,581 clients
Average Client Portfolio
$713K average
Assets Under Management
$808.8B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$10,000
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Location

2840 E. Skyline Drive, Suite 200, Tucson, AZ, 85718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a member of the Board of Directors for the Jewish Community Foundation of Southern Arizona since 2014. He is also the Treasurer for Social Venture Partners Tucson, where he manages the budget and reports cash flow; this organization holds no investments.

Employment History
Current Registrations
UBS Financial Services INC.
August 2011 - Present · 14 yrs 6 mos
UBS Financial Services INC.Broker
May 2011 - Present · 14 yrs 9 mos
State Registrations34 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.