Lourdes Zaldana is a registered investment advisor at Ucap Americas, based in Miami, FL, with 14 years of industry experience. Lourdes is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 189 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable at the sole discretion of the firm or representative, up to a maximum of 2.0% annually. Some representatives use tiered schedules while others use a flat percentage.
Fee Estimator
Location
1221 Brickell Avenue, Suite 2040, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lourdes is a registered representative at UCAP Securities, LLC and a financial advisor at UCAP Asset Management LLC. Potential conflicts of interest are addressed in the UCAP Asset Management, LLC Compliance Manual.
Employment History
Current Registrations
Ucap Americas
Ucap Americas
Ucap AmericasBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
UBS Financial Services INC.Broker
Metlife Securities INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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