Lourdes Stauffer is a registered investment advisor at Ucap Americas, based in Miami, FL, with 13 years of industry experience. Lourdes operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 178 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UCAP Asset Management charges an annual fee based on a percentage of the value of your investments. The fees are negotiable, but cannot exceed 2% annually. Some advisors use a tiered fee schedule, while others charge a flat percentage. Fees are calculated monthly and billed quarterly.
Location
1221 Brickell Avenue, Suite 2040, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lourdes is a registered representative at UCAP Securities, LLC and a financial advisor at UCAP Asset Management LLC. Potential conflicts of interest are addressed in the UCAP Asset Management, LLC Compliance Manual.
Employment History
Current Registrations
Ucap Americas
Ucap Americas
Ucap AmericasBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
UBS Financial Services INC.Broker
Metlife Securities INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.